Wealth Management Specialist - NR (FP)
Company: Bank of America
Location: South Bend
Posted on: June 22, 2022
|
|
Job Description:
Job Description:Business OverviewMerrill Lynch Wealth Management
is a leading provider of comprehensive wealth management and
investment products and services for individuals, companies, and
institutions. Merrill Lynch Wealth Management is one of the largest
businesses of its kind in the world specializing in goals-based
wealth management, including planning for retirement, education,
legacy, and other life goals through investment advice and
guidance.The Elite Growth Practice (EGP) Wealth Management
Specialist role is a position on the Financial Advisor Team which
operates in a capacity to further develop and service the client
base.They are responsible for implementing and executing the Elite
Growth Practice Model (EGP) in their specific functional
role.Specific accountabilities for the role may vary depending on
the teams practice.Performance is measured through specific goals,
metrics and behavior's related to the execution of the EGP
model.This position is subject to SAFE Act registration
requirementsThe Elite Growth Practice (EGP) Wealth Management
Specialist position may be filled at a Trainee, Specialist or
Senior level depending on experience of the candidate and needs of
the Financial Advisor Team.The Trainee is a non-exempt position for
a hire lacking required security licenses and/or designation.This
position allows the individual to become fully licensed and achieve
the appropriate designations required for the position.If Series 7
and 66 (or 63 & 65) licenses and approved designation are not
currently held, must be obtained within a specified timeframe to be
eligible for Specialist position.The Wealth Management Specialist
is responsible for performing a variety of specialized functions
across a Financial Advisor team such as: Business
Management,Business Development, Wealth Planning, Investment
Management or Relationship Management. The Wealth Management
Specialist provides quality client service and effective and
efficient operations support. He or she may provide advice and
assist with training for less experienced team members. Executes
problem escalation and/or problem solving of diverse scope where
extensive analysis and evaluation may be required. Exercises
judgment within generally defined practices and policies in
obtaining or determining solutions. Has working knowledge of the
Merrill Lynch Wealth Management business and specialized team
functions for which he or she is assigned.QualificationsSeries 7,
63/65 or 66 or equivalent; must obtain all state registrations in
support of Financial Advisor(s) and Advisor Team(s)If Series 7,
63/65 or 66 or equivalent are not currently held, must be obtained
within a specified timeframe to be eligible for Specialist
position.SAFE ACT RegistrationIndividuals in this role are required
to maintain a Form ADV -2B, which provides clients details on
individuals experience and educational background, along with other
requirements governed by the U.S. Securities and Exchange
Commission ("SEC")Obtain and/or maintain at least one firm approved
designationPossess and demonstrate strong communication
skillsThorough knowledge and understanding of the suite of Wealth
Management products and servicesStrong analytical and portfolio
management skills with the ability to identify trends and implement
investment strategies to increase growth and mitigate riskAbility
to make sound decisions by having a deep understanding of
investment management best practices and policies/proceduresAbility
to identify client needs and concerns, and articulate appropriate
approach to align solutions to goals in a suitable and controlled
way*** This position is posted as a more senior position but is
flexible to be filled as a lower level position if the posted
qualifications are met by a strong lower level applicant.***Please
be advised that under current company policy, Merrill Lynch does
not sponsor a visa petition or other work authorization, nor will
the company provide relocation assistance, for this
position.Shift:1st shift (United States of America)Hours Per Week:
37.5
Keywords: Bank of America, South Bend , Wealth Management Specialist - NR (FP), Executive , South Bend, Indiana
Click
here to apply!
|